KnowledgeLeader Blog

Cash and Treasury Management Risk and Control Matrix (RCM)

Posted by Lark Scheierman on Fri, Sep 23, 2016 @ 08:57 AM

Cash and treasury management refers to a broad area of finance involving the collection, handling, and usage of cash and assessing market liquidity, cash flow, and investments. This process has the ultimate goal of managing the firm’s liquidity and mitigating a large variety of risks.

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Tags: RCM, risks and controls, treasury

KnowledgeLeader Power User Series: Troubleshooting Webinar Issues

Posted by Dave Goff on Fri, Sep 16, 2016 @ 07:32 AM

If you’re a subscriber to the KnowledgeLeader newsletter, you know that we often announce upcoming webinars hosted by Protiviti. Topics can include a variety of topics of concern to audit and risk management professionals, and some recent examples include “Digitization: What Does This Mean to Internal Audit,” “PCI DSS 3.2 Webinar – What You Need to Know” and “Impacts and Challenges of CECL and IFRS9.” All of these can be found on Protiviti’s Webinars page.

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Tags: webinars, KnowledgeLeader help, KnowledgeLeader Power User Series

The Best of KnowledgeLeader: September Edition

Posted by Sharise Cruz on Fri, Sep 09, 2016 @ 07:36 AM


In case you missed them, these were the five most popular tools and publications on KnowledgeLeader last month:

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Tags: KnowledgeLeader articles, KnowledgeLeader tools, KL top five

Looking at Information Produced by Entity (IPE)

Posted by Lark Scheierman on Thu, Sep 01, 2016 @ 11:39 AM

 

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Tags: survey reports, entity-level control, IT controls, Sarbanes-Oxley Act, PCAOB, external audit, process-level control

KnowledgeLeader Power User Series: What Happens When I Upgrade?

Posted by Dave Goff on Fri, Aug 26, 2016 @ 06:46 AM

What Happens When I upgrade?

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Tags: internal audit, KnowledgeLeader help, KnowledgeLeader Power User Series, Subscribe

Two New IT RCMs Available on KnowledgeLeader

Posted by Lark Scheierman on Fri, Aug 19, 2016 @ 08:19 AM

The KnowledgeLeader team recently added two risk and control matrices (RCMs) to its tool repository. These RCMs focus on IT-oriented risks and controls. 

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Tags: internal audit, IT audit, risk assessment, IT risk, RCM, KnowledgeLeader tools

The Best of KnowledgeLeader: August Edition

Posted by Sharise Cruz on Fri, Aug 12, 2016 @ 08:49 AM


In case you missed them, these were the five most popular tools and publications on KnowledgeLeader last month:

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Tags: KnowledgeLeader articles, KnowledgeLeader tools, KL top five

KnowledgeLeader Power User Series: My Downloaded Document Won’t Open

Posted by Dave Goff on Fri, Aug 05, 2016 @ 09:16 AM

Occasionally I hear from people who have downloaded documents from the internet and then can’t open them. When this occurs on KnowledgeLeader, the first, easiest step is to download the document again and select “Save as” rather than “Save” or “Open” in the download dialogue box. This is the download dialogue box from Internet Explorer 11:

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Tags: internal audit, KnowledgeLeader Power User Series

The Best of KnowledgeLeader: July Edition

Posted by Sharise Cruz on Fri, Jul 29, 2016 @ 06:39 AM


In case you missed them, these were the five most popular tools and publications on KnowledgeLeader last month:

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Tags: KnowledgeLeader articles, KnowledgeLeader tools, KL top five

Three Sample Internal Audit Risk Assessment Questionnaires

Posted by Lark Scheierman on Fri, Jul 22, 2016 @ 02:04 PM

Internal audit performs a risk assessment to identify and prioritize key risks to best allocate the internal audit resources for the next year. This risk-based approach is focused on surveys/interviews of a cross-section of management personnel to solicit input from the potential customers of an internal audit function. The output from the surveys and interviews can be used to develop an audit plan that creates broad coverage through a blend of internal audits, control self-assessment and targeted external audit coverage.

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Tags: internal audit, risk assessment, KnowledgeLeader tools, Questionnaires

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