KnowledgeLeader Blog

AML Transaction Monitoring Governance: Challenges and Opportunities

Posted by Sharise Cruz on Wed, Oct 16, 2013 @ 03:54 PM

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detection systems, the demand for additional operational oversight, increased regulatory scrutiny, and the need for an adequate control framework to guarantee proper risk management.

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Topics: Protiviti, enterprise risk management, laws & regulations, fraud, Foreign Corrupt Practices Act, compliance, financial services industry

Current Events and Headlines in Auditing and Risk Management: March 11-15

Posted by Sharise Cruz on Tue, Mar 12, 2013 @ 02:58 PM
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Topics: Sarbanes-Oxley, resources, internal audit, Foreign Corrupt Practices Act, SOX, audit, news, risk management

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