KnowledgeLeader Blog

What Is Internal Audit’s Role in Cyber Security?

Posted by Katrina Opgenorth on Fri, Jun 09, 2017 @ 08:57 AM

Corporations today are thinking about how to protect assets. A few of the white collar crime problems include hacking/intrusions (cyber vulnerability), insider/outsider trading (convergence of cyber and financial crimes), the Foreign Corrupt Practices Act (FCPA), spear fishing (email compromise) and economic espionage. They must consider the possibility of internal corruption or external corruption, and environmental factors such as culture and competition contributing to these crimes. As protection, organizations can use cyber security, pen testing and data loss prevention tactics.

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Topics: enterprise risk management, internal audit, internal controls, risk assessment, cybersecurity, IT controls

What is the COSO Enterprise Risk Management Framework?—Updated!*

Posted by Katrina Opgenorth on Mon, Feb 20, 2017 @ 09:00 AM

In 2013, the Committee of Sponsoring Organizations of the Treadway Commission (COSO) issued a comprehensive update to its original 1992 Internal Control - Integrated Framework. This COSO framework is the de facto framework used by more than 99 percent of the organizations required to comply with Section 404 - Internal Controls over Financial Reporting (ICFR) requirement of the Sarbanes-Oxley Public Company Accounting Reform and Investor Protection Act (SOX).

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Topics: enterprise risk management, COSO Framework

How to Define Risk Management Goals and Objectives in Your Organization

Posted by Lark Scheierman on Mon, Feb 13, 2017 @ 10:00 AM

Risk oversight and risk management are high priorities on the agenda of most organizations. Here are popular KnowledgeLeader tools that focus on risk management: 

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Topics: enterprise risk management, risk management goals, risk management objectives

Enterprise Risk Management Questionnaire: No. 5 in Our Q3 Top 10

Posted by Lark Scheierman on Fri, Oct 23, 2015 @ 02:14 PM

One of my favorite things to see on KnowledgeLeader is the Weekly Top 5, showing the top viewed items on our site in the last week. Each year, we publish the Top 25 pages of the prior year and every quarter, we publish the Top 10 items. We are all about letting you know what is trending on our site.

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Topics: enterprise risk management, risk, risk oversight

Risk Oversight and Risk Management Questionnaire: The Most Viewed KL Page in 2014

Posted by Lark Scheierman on Tue, Jul 28, 2015 @ 07:55 AM

At the beginning of each year, the KnowledgeLeader team publishes its top 25 pages from the previous year, as determined by subscribers like you. Not surprisingly, the Risk Oversight and Risk Management Questionnaire was the most viewed page in 2014.

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Topics: enterprise risk management, risk assessment, risk, risk oversight, risk management, KnowledgeLeader tools

Executive Thoughts on 2014's Top Risks

Posted by Sharise Cruz on Wed, Feb 19, 2014 @ 11:45 AM

Over the last year, we've seen unemployment rates decrease and consumer confidence make a comeback, but that doesn't mean that business risks have evaporated. In fact, as the global business environment rapidly evolves, new opportunities and challenges present themselves, bringing new risk dialogue topics to boardrooms and executive offices around the world.

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Topics: Protiviti, enterprise risk management, information technology risk, survey reports, strategic risk, privacy

A Shareholder’s Perspective on the Lines of Defense

Posted by Sharise Cruz on Wed, Jan 15, 2014 @ 11:23 AM
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Topics: Protiviti, enterprise risk management, corporate governance, Board Perspectives, audit committee & board, strategic risk

Keeping Pace with Change: Five Questions Directors Should Ask

Posted by Sharise Cruz on Wed, Dec 11, 2013 @ 02:59 PM

We all know that change is inevitable, but what can an organization do to keep its strategies and risk management capabilities on the same course as the ever-changing business environment?

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Topics: Protiviti, enterprise risk management, corporate governance, Board Perspectives, audit committee & board, strategic risk

Raising the Bar: Auditing Your Enterprise Risk Management Program

Posted by Sharise Cruz on Wed, Oct 23, 2013 @ 11:36 AM
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Topics: enterprise risk management, Hot Issues, internal audit, COSO, risk assessment, Dan Swanson, audit committee & board, governance risk & compliance

AML Transaction Monitoring Governance: Challenges and Opportunities

Posted by Sharise Cruz on Wed, Oct 16, 2013 @ 03:54 PM

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detection systems, the demand for additional operational oversight, increased regulatory scrutiny, and the need for an adequate control framework to guarantee proper risk management.

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Topics: Protiviti, enterprise risk management, laws & regulations, fraud, Foreign Corrupt Practices Act, compliance, financial services industry

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