Each quarter, we like to take a look at the most popular tools and publications that we've published so that we can get a sense of what our readers enjoy most. Check out our top 10 TOOLS of Q2 2017 to make sure you haven't missed any of our most popular content!
|1. Internal Controls Checklist
This checklist sample provides a list of items to consider when assessing internal controls for common business processes.
|2. Process Classification Scheme (PCS)
The PCS can be used as a “roadmap” or even a checklist to help identify processes, related risks and potential controls that may be applicable to an organization.
|3. Accounts Payable RCM
This document outlines risks and controls common to the “process accounts payable” process in a risk control matrix (RCM) format.
|4. Internal Audit Risk Assessment Questionnaire
Internal audit performs this risk assessment to identify and prioritize key risks to best allocate the internal audit resources for the next year.
|5. Enterprise Risk Management Questionnaire
This questionnaire can be used when analyzing an organization’s enterprise risk management strategy.
|6. Audit Planning Memo
This memorandum should be completed and approved as part of the initial audit planning process.
|7. Director of IT Project Management Job Description
This job description outlines the responsibilities, key selection criteria, and general information for the role of the director of IT project management.
|8. Procurement Internal Controls Audit Work Program
This sample audit work program reviews the internal controls in an organization’s procurement process.
|9. Risk Assessment and Internal Audit Plan Audit Report
This sample reports results from an annual risk assessment and proposes an internal audit plan based on the assessment.
|10. COSO 2013 Internal Control–Integrated Framework Executive Summary
This executive summary provides an overview of the updated COSO Framework.