Settlement risk, in its simplest form, is the risk that one party won’t hold up their end in a transaction. There are several reasons this can occur, including time delay, system failure or default, and can also include risk associated with unexpected cost and/or administrative inconvenience.
Settlement Risk: Using Key Performance Indicators to Mitigate Exposure
Topics: investments and foreign exchange, performance measurement, risk management, settlement risk, cash and treasury
Risk Managers Can Benefit From Our New CPE Training
KnowledgeLeader has recently improved and expanded upon our online CPE training courses. The KLplus area now brings you over 30 self-paced CPE courses—with more to come soon! Our courses meet the NASBA CPE requirements and are in a system where you can easily manage your course progress.
Risk managers, in particular, will find this expansion useful because of the new risk management courses added to the repository. Learn how to identify risk, assess risk, make a risk management plan, and deal with risk.
Topics: training & development, risk management, KLplus, CPE training
Risk Oversight and Risk Management Questionnaire: The Most Viewed KL Page in 2014
At the beginning of each year, the KnowledgeLeader team publishes its top 25 pages from the previous year, as determined by subscribers like you. Not surprisingly, the Risk Oversight and Risk Management Questionnaire was the most viewed page in 2014.
Topics: enterprise risk management, risk assessment, risk, risk oversight, risk management, KnowledgeLeader tools
Auditing Information Security: Are You Protected?
I once read an article that stated that many people worry about accidental death, particularly in ways that are very frightening, like poisonous snakes or spiders, or even alligator attacks. This same article noted that based on official death statistics, the vast majority of people actually die from chronic health causes, including heart attacks, obesity and other ailments that result from poor attention to long-term personal fitness. In 2003, accidental deaths in the United States numbered around 100,000; chronic health-related deaths were more than 2.4 million.
Topics: Hot Issues, security, risk management, organizational risk, information security
Risk Management and Internal Audit Get Push from New Regulations
This week on KnowledgeLeader, we published an article from Compliance Week that delves into a hot topic for the audit industry: the evolving role of internal audit in the face of new requirements from NASDAQ and the Federal Reserve.
Topics: business planning, laws & regulations, audit team, internal audit, risk assessment, risk management, regulatory updates, SEC, regulatory compliance, Compliance Week, KnowledgeLeader articles
Current Events and Headlines in Auditing and Risk Management: March 11-15
Topics: Sarbanes-Oxley, resources, internal audit, Foreign Corrupt Practices Act, SOX, audit, news, risk management
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