KnowledgeLeader Blog

Top Ten KnowledgeLeader Audit Tools: Q2 2017

Posted by Protiviti KnowledgeLeader on Fri, Aug 18, 2017 @ 10:12 AM

Each quarter, we like to take a look at the most popular tools and publications that we've published so that we can get a sense of what our readers enjoy most. Check out our top 10 TOOLS of Q2 2017 to make sure you haven't missed any of our most popular content!

Internal Controls Checklist.jpg 1. Internal Controls Checklist

This checklist sample provides a list of items to consider when assessing internal controls for common business processes.

 

 

 

 

 

 

 

 

Process Classification Scheme (PCS).jpg 2. Process Classification Scheme (PCS)

The PCS can be used as a “roadmap” or even a checklist to help identify processes, related risks and potential controls that may be applicable to an organization.

 

 

 

 

 

 

 

 

Accounts Payable RCM screenshot.jpg 3. Accounts Payable RCM

This document outlines risks and controls common to the “process accounts payable” process in a risk control matrix (RCM) format.

 

 

 

 

Internal Audit Risk Assessment Questionnaire capture.jpg 4. Internal Audit Risk Assessment Questionnaire

Internal audit performs this risk assessment to identify and prioritize key risks to best allocate the internal audit resources for the next year.

 

 

 

 

 

 

 

 

Enterprise Risk Management Questionnaire.jpg 5. Enterprise Risk Management Questionnaire

This questionnaire can be used when analyzing an organization’s enterprise risk management strategy.

 

 

 

 

Audit Planning Memo - Sample.jpg 6. Audit Planning Memo

This memorandum should be completed and approved as part of the initial audit planning process.

 

 

 

 

 

 

 

 

 

Director PMO Job Description-2.jpg 7. Director of the Project Management Office Job Description

This job description provides the purpose, overall responsibilities, and selection criteria for the position of director of the project management office.

 

 

 

 

 

 

 

 

Procurement Internal Controls Audit Work Program-page-001.jpg 8. Procurement Internal Controls Audit Work Program

This sample audit work program reviews the internal controls in an organization’s procurement process.

 

 

 

 

 

 

 

 

 

Risk Assessment and Internal Audit Plan.jpg 9. Risk Assessment and Internal Audit Plan Audit Report

This sample reports results from an annual risk assessment and proposes an internal audit plan based on the assessment.

 

 

 

cosoexeccapture.jpg 10. COSO 2013 Internal Control–Integrated Framework Executive Summary

This executive summary provides an overview of the updated COSO Framework.

 

 

 

 

 

 

 

 

Topics: KnowledgeLeader tools, KL Top Ten

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